EBF Dining Club Dinner - PROACTIVE COMPLIANCE- Thursday 19th April 2012, London

Business processes and inflexible workflow tools in trading floor environments are often tested to the extreme by ever complex and often unpredictable regulatory requirements. They are an ever-present challenge to compliance officers and businesses that have to identify pro-actively, disclose and manage compliance issues.

This exclusive dinner briefing will focus on how to effectively manage and improve the operational management of compliance issues, whilst delivering against customers’ expectations. It will also shed some light on the possibilities that new solutions can offer to organisations that wish to pro-actively manage their interactions with regulators, reduce exposure to risk and improve operational efficiency.

Topics for discussion will include:

• Improving workflow: tackling the administrative burden of compliance. How can technology improve the often slow and time consuming retrieval of information across disparate systems over multiple communications channels.
• Being responsive to regulators and customers: retrieving the right information at the right time. Solutions for streamlining and automating your processes to improve visibility and control of compliance issues. In real time.
• Adding value through proactive compliance: getting ahead of the game. How to evolve from a reactive compliance model. Complying with regulations, initiatives and policies in a proactive way whilst delivering added value to the business.