Archives: Agenda

• Strategic insights for the incoming CTP Director
• Experience-based recommendations for improving internal processes
• Recommendations for industry stakeholders on building and sustaining trust through effective communication with CTP

Moderator: Willie McKinney, Ph.D. Founder & CEO, McKinney Regulatory Science Advisors, LLC

Panelists

Dr. Roxana Weil, Chief Regulatory Science Officer, McKinney Specialty Labs

Gabriel Muñiz, Owner & Principal Consultant, QualReg Solutions LLC

Angela Ho-Chen, Managing Counsel – Regulatory, Reynolds American

Melis Coraggio, Consultant, King & Spalding LLP

David Oliveira, Partner, Scrimshaw Strategies

As financial services firms look to integrate AI, questions of sovereignty, specialisation, and ethics have never been more important. Generic, off-the-shelf models struggle with the regulatory, compliance, and risk demands of this industry. This session will explore why sovereign AI, built on domain-specific data, and vertically tailored solutions are critical to ensuring safety, transparency, and trust. We’ll also discuss the role of ethically developed LLMs, like FinLLM, in helping financial institutions embed AI responsibly, avoiding common pitfalls while enabling business teams to capture genuine value.

• The proliferation of AI agents within portfolios, blockchain and investment management
• How can AI agents be used in reality and where are the used cases
• Successful strategies vs Trial and error stories

• How do you perceive the current state of AI and automation adoption?
• Exploring communication techniques to maintain a balanced level of integrated AI strategies and initiatives
• Productionising GenAI – is it giving the right information?

• How are we managing operational risks of AI whilst also saving time and costs?
• Complying with evolving regulations
• Can Agentic AI enhance credit risk modelling and fraud detection validity?
• What cases does the industry need to see to adapt forward?

• Building a resilient change in the digital landscape and security
• Driving intelligent, real-time decisions
• Unlocking the power of data
• Scaling without complexity
• Futureproofing against emerging threats